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NISM Certification: Complete Guide To Kickstart Your Finance Career

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NISM Certification: Complete Guide To Kickstart Your Finance Career

NISM Certification: Complete Guide To Kickstart Your Finance Career

NIWS (National Institute of Wall Street) 22 Jun 2022

If you are willing to pursue the stock market or select the stock market as a career option and search for the right share market training in Indore, then NIWS (National Institute of Wall Street) is your answer. At NIWS, with the NISM certification course, students can easily find the different ranges of courses that suit their needs and financial goals. NISM certification courses are the best way to kickstart your career in the financial market.

This blog will discuss every important thing about the NISM exam, so keep your focus here.

What Is NISM Certification?

The national arm of SEBI (Security Board Exchange of India) is NISM (National Institute of Security Market). In 2006, SEBI founded NISM as a public trust and conducted a range of courses, including currency derivatives certification, merchant banking system, and investment advisory. It provides market players with credentials. This institute has six schools that teach people about the professionalism and standards of the security markets.

It doesn’t matter what your educational background is. NISM certification is open to all, including students, workers, and employees.

List of NISM Certification Exams

Once you know what NISM is and how to apply it, it’s time to satisfy your curiosity by providing information about different NISM certifications.

1. Series I: Currency Derivatives Certification Examination: If any student wants to build a career in forex trading and international trading, then this course is the right to enrol. Hence, in this course, students will gain basic knowledge and information about the currency derivatives market. 

 

2. Series II: Registrar and Transfer Agents Certification Examination: This NISM certification has been divided into two parts: a mutual funds transfer agent and a corporate transfer agent. Both certifications are mandated by themselves. Hence, one can enrol to build a career in the same field. 

 

3. Series III: Securities Intermediate Compliance Certification Examination: If you are willing to become a stockbroker, depository participant, sub-broker, merchant broker, or underwriter, then you must choose securities intermediate compliance certification. This series also includes a B-part exam. This helps determine compliance requirements for compliance officers. However, this exam is optional or depends on the participant's choice. 

 

4. Series IV: Interest Rates Derivatives Certification Examination: Enrolling in this certification acknowledges you about the interest rate derivatives markets and fixed income securities. Hence, any student who wants to build a career in the derivatives market must choose this course.

 

5. Series V: Mutual Fund-Related Examination: This exam is for the employees of AMCs that distribute and sell mutual funds. Students must cover three sub-modules, and the third module is optional.

 

6. Series VI: Depository Operations Certification Examination: This NISM course suits individuals who want to work in the NSDL and CSDL depository.

 

7. Series VII: Risk Management and Securities Operations Certification Examination: This kind of NISM certification requires working at a settlement firm and a stock broker.

 

8. Series VIII: Equity Derivatives Certification Examination: If you are willing to pursue or develop your career in options trading and futures, then go for this certification. Hence, working in the equity derivatives segment is mandatory.

 

9. Series IX: Merchant Banking Certification Examination: If you are among those participants who are willing to develop a career in sectors related to banking, then this course and certification is the only one which suits best based on your career requirement

 

10. Series X: Investment Adviser Certification Examination: This NISM certification course has two different types of modules, which both are mandated to cover. After completing this course, guiding your clients on the right path to investment becomes easier. Allocating funds in different instruments is the best example.

 

11. Series XII: Securities Markets Foundation Certification Examination: We all started as beginners at some point. Hence, NISM also knows this. That's why, to help every beginner at the end of entry-level, NISM introduced this examination. As a beginner, this exam is mandated for every participant. This course teaches you the financial market prospects from the basic level to the advanced level.

 

12. Series XIII: Common Derivatives Certification Examination: This NISM certification conducts separate exams on currency, derivatives, equity, and interest rates. However, in this series, all of them are covered simultaneously.

 

13. Series XIV: Internal Auditors for Stock Brokers Certification Examination: Did you know how an internal audit for a broker is conducted? This exam is conducted to obtain the knowledge required. Hene Individuals can also skip these exams if they are not interested in them, as this exam is non-compulsory.

 

14. Series XV: Research Analyst Certification Examination: For those participants in the financial market who want to work as a research analyst, completing this course becomes mandatory. By clearing this exam, you can quickly analyse the company's fundamental analysis. Hence, if you want to invest wisely in the stock market, enrol in the Stock Market Course in Indore.

 

15. Series XVI: Commodity Derivatives Certification Examination: Investing in the commodity market is one of the best ways to diversify your portfolio. If you want to invest in the commodity market, enrol in this NISM certification exam.

 

16. Series XVII: Retirement Adviser Certification Examination: Planning for retirement at an early age becomes more essential. Because most of the time, generating active income in old age becomes quite tricky. After clearing this exam, you can guide people on how they can save and invest money for retirement. Nowadays, this option for building a career has become lucrative.

 

17. Series XVIII: Financial Education Certification Examination: To assess your final literacy, this certification helps you. Hence, this exam is taken as voluntary.

 

18. Series XIX-A: Alternative Investment Funds Distributors: Like mutual funds, alternative funds work. Hence, this exam or NISM course teaches the correct way to invest in alternative funds. Further, this exam is considered voluntary.

 

19. Series XXI-A: Portfolio Management Services Distributors: Did you know the right place where rich people invest their money? For managing their money, this exam will make you qualify.

 

Why Take NISM Certification Examination?

Below are some important points that may help answer your question about why you should take the NISM certification examination.

⇒ SEBI orders conduct both exams and institutions. SEBI also funds the NISM exam, which is why NISM is considered the best financial institution in the country.

⇒ The NISM certification has a tremendous and positive impact on your CV. It can increase your chances of job opportunities in financial markets.

⇒ The NISM provides a concise kind of study material. Any student or participant can easily pass the NISM certification exam by learning the given study material. Hence, there is no need to use any other or external resource to pass the exams.

⇒ NISM courses are less expensive than other financial courses. The cost of NISM certification ranges between Rs 1500 and Rs 3000.

⇒ You can apply for the NISM exams based on your academic background. Hence, there are no particular restrictions for any individual. All you need to do is develop your curiosity about this topic of the financial market.

Eligibility For NISM Certification

For various security market participants, NISM helps to conduct certification exams, and SEBI (Security Board Exchange of India) also functions as an Intermediary as a mandate. However, if any person or student is eager to learn about the stock market or Indian Security market, they take the exam.

For the NISM examination, having an exceptional degree or being at a specific age is not compulsory. Anyone eligible to take the NISM certification exam or willing to learn about the Indian stock market or security market can also enrol. 


How To Register For NISM Certification Examination? 

  1. By using the next of its test administrators in India, NISM conducts certification examinations across 150 cities. To apply for the NISM certification exam, follow some simple steps mentioned below:
  2. Registering at the official website of NISM will allow you to create your account quickly. You will need to submit your details with ID proofs when creating your account. Click on the given link, which will redirect you to the official website of NISM:https://certifications.nism.ac.in/.
  3. In the second step, you must click on the activation link sent to you in your registered mail. Your account will be activated within 72 hours.
  4. In the third step, sign in to the NISM portal using your registered email ID and password and select the exam enrollment option.
  5. In the fourth step, you can select the centre, timing, preferred city, and date& day of the exam as per your requirement. Once you have finalized all these options, it’s your turn to pay online. After completing the method through the online process, you will be able to receive your admit card online.
  6. In the last step, you must visit the exam centre on your chosen date. You must visit with your Aadhar Card and proof of identity ( PAN card, passport or driving licence).

How Many Fees Need to Pay For NISM Examination?

Every student who enrols in the NISM examination must pay Rs 1500. Payment can also be made through debit/credit cards and other mobile wallets.

What is the Validity of NISM Certification?

The value of certification remains valid for three years. The certificate's validation details are available on the Association of Mutual Funds (AMFI) website.

What is The NISM Exam Pattern

  • In the examination paper, there will be 100 questions.
  • Each question contains one mark, so the total marks for the NISM examination are 100.
  • Scoring 50% is mandatory for passing the examination
  • No kind of negative marking is there.

Closing Remarks

After reading about all the courses, one can quickly become confused and can’t decide which option is best for himself. But don’t worry. The National Institute of Wall Street (NIWS) is always here to solve every problem related to the financial and stock marketsIf your motive is to build or develop your career in the stock market, then visit NIWS and take complete guidance from the 15 years of well-experienced faculty and build your dream career with the best finance experts.

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